Capital Raising

Client Industry Summary
Caldwell/VSR, Inc.
(Weslaco, TX)
Wooden blind finisher Placement of $3.4 million of subordinated notes
Capitol Securities Management, Inc.
(Richmond, VA)
Investment advisor/brokerage firm Recapitalization to buy out shareholder
Clan-Lir Ventures, LLC
(Richmond, VA)
Telecommunications financial management Equity investment in MSS Group
(Castle Rock, CO)
Compass Energy Services
Energy services Placement of $7.5 million senior secured revolving credit facility
Continental Holdings, Inc.
(Virginia Beach, VA)
Packaging services Raised $3.5 million for the purchase of Dixie Box and Crating, Inc.
(Norfolk, VA)
Fi-Tech, Inc.
(Richmond, VA)
Tobacco cutting knives Arranged financing for the purchase of Arkote, Ltd.
(Sheffield, England)
(Richmond, VA)
Distributed energy generation Placement of $18 million of senior secured credit facilities
(Jacksonville, FL)
Packaging distribution Arranged $58 million in acquisition financing for the purchase of Southland Holding Company
(Corsicana, TX)
K & K Aircraft, Inc.
(Bridgewater, VA)
Aviation Arranged for growth financing
National Packaging Solutions Group, Inc.
(Raleigh, NC)
Packaging solutions Placement of $8 million of senior secured revolving credit facility
Omnia Corp. (Management)
(Richmond, VA)
Ornamental stained glass manufacturing Purchased The Museum Company, Inc.
(Fairfield, NJ)
Payerpath, Inc.
Web-based financial transactions Equity financing with Envest Ventures I, LLC
(Virginia Beach, VA)
Saxon Shoes, Inc.
Shoe retailer Debt financing
ScholarOne, Inc.
Scholarly publishing (Internet) Equity financing with Tall Oaks Capital, L.P.
(Charlottesville, VA)
Advanced non-woven textiles Provided for recapitalization through the placement of senior secured debt